Everything you need to open a client account in an ICON Allocation Portfolio is right here.

 

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1) Review Fund Prospectuses, Form ADV, GIPS Report, and Statement of Additional Information with your Client.
ICON U.S. Diversified Equity Funds Prospectus
ICON International Funds Prospectus
ICON Sector Funds Prospectus
Form ADV, Part II
GIPS Report
Statement of Additional Information (Sector Funds)
Statement of Additional Information (International Funds)
Statement of Additional Information (U.S. Diversified Funds)

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2)

Print and thoroughly complete the Management Agreement and carefully read the Fee Schedule.

Allocation Portfolio Management Agreement (Trust Company)
Allocation Portfolio Management Agreement (Charles Schwab)*

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3) Read and complete additional forms as needed.*
Transfer Forms

 Individual Retirement Accounts

 Retirement Plan Accounts

 

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4) Mail the application, related forms, and investment check.*

Minimum initial investment is $25,000 for a Sector Series Portfolio and $25,000 for a Frontier Series Portfolio. Mail completed applications and enclose an investment check payable to the appropriate account custodian to:
ICON Advisers, Inc.
Attn: Operations Department
5299 DTC Boulevard, 12th Floor
Greenwood Village, CO 80111

By wire to Trust Company (please establish the ICON account prior to wiring) to:
JP Morgan Chase Bank
ABA # 021000021
Credit: Trust Company of America
Account #193526355
FBO: Client's Full Name
For Further Credit to: ICON Account #___________

By wire for Schwab (please establish the account prior to wiring) to:
Citibank NA, New York, NY 10043
ABA # 021000089
Credit: Charles Schwab & Co.
Account #40553953
FBO: Client's Full Name
For Further Credit to: Schwab Account #__________

If funding new account by transfer, please note that transfers can take 4-6 weeks to complete and require the client's most recent account statement.

We will return your application if any required information is not completed.

*Please note that we have included the most common account documents. Depending on the account type and optional services desired, additional documents may be necessary. Please contact ICON at 1-800-828-4881 if you find that you need a document that is not provided below.