Username:
 Password:
 Sign-In
Log-in Here | Open An Account | Contact Us

 
All completed Mutual Fund Allocation Portfolio, High-Net-Worth and Separtely Managed Account forms and required documents should be sent to:

ICON Advisers, Inc.
Attn: Operations Department
5299 DTC Boulevard,
12th Floor
Greenwood Village, CO 80111

If opening an account to be custodied at Charles Schwab, please contact us at 1-800-828-4881 for additional instructions.

Allocation Portfolio Forms

Need an account form? We make it easy to access all the forms you need to open an account, request a transfer or distribution, or make account maintenance changes to your Mutual Fund Allocation Portfolio.

You will need Adobe Acrobat Reader to view the forms. Don’t have Adobe Acrobat Reader? Download it now for free so you can access PDFs of all of our materials.

Call us at 1-800-828-4881 if you need assistance. If you order printed materials, they will arrive in two to four business days.




The forms on this webpage are documents from Trust Company of America and Charles Schwab. ICON makes no representation as to the accuracy or completeness of the information contained in or requested by these forms.

Please note that we have included the most common account documents. Depending on the account type and optional services desired, additional documents may be necessary. Please contact ICON at 1-800-828-4881 if you find that you need a document that is not provided below.
Management Agreements & Form ADV (Required for all accounts) Order
Allocation Portfolio Management Agreement (Trust Company)
Form ADV

New Account Paperwork Requirements for All Account Types Order
New Account Application Requirements

Transfer Forms Order
Block Transfer Authorization
Transfer Request Form

Non-Retirement Custodial Accounts Order
Individual, Joint, UTMA, UGMA or Legal Account Application
Individual, Joint, UTMA, UGMA or Legal Account Application
Form Guide: Individual, Joint, UTMA/UGMA, or Legal Account Application
Transfer Request Form
Transfer on Death Individual, Joint
Individual, Joint, UTMA/UGMA, or Legal Account Application
Form Guide: Individual, Joint, UTMA/UGMA, or Legal Account Application
Transfer on Death (TOD) Designation Request
Transfer Request Form
Trusts
Trust Application
Form Guide: Trust Account Application
ICON Trust Certification
Transfer Request Form
Corporation
Corporate Application
Form Guide: Corporate Application
ICON Certification of Corporate Resolution
Transfer Request Form
Unincorporated Entity or Non-Profit Association (Exempt 501(c))
Corporate Application
Form Guide: Corporate Application
ICON Certification of Organization Resolution
Transfer Request Form
LLC, LLP, General Partnership or Investment Club Account
LLC LLP Partnership Application
Form Guide: LLC, LLP, LP, General Partnership, or Investment Club Account Application
ICON Certification of Organization Resolution
Transfer Request Form

IRA - Individual Retirement Accounts Order
Traditional IRA, Rollover IRA, Custodial IRA, SEP, SARSEP
Traditional, Rollover, SEP, Custodial or SAR SEP IRA Application
Form Guide: Traditional, Rollover, SEP, Custodian, and SARSEP IRA Account Application
Transfer Request Form
Roth IRA
Roth IRA Application
Form Guide: Roth IRA Application
Transfer Request Form
SIMPLE IRA
SIMPLE IRA Application
Form Guide: SIMPLE IRA Application
Transfer Request Form

Retirement Plan Accounts Order
Self Directed IRA, 403(b), Qualified Plan
Corporate Application
Form Guide: Corporate Application
Solo 401(k)
Solo 401(k) Account Establishment Forms
Solo 401(k) Plan Account Application
 Solo 401(k) Adoption Agreement
Transfer Request Form
403(b) Custodial Account
403(b) Application
Form Guide: 403(b) Application
Transfer Request Form
Qualified Plan or 457 Government
Retirement Plan Application
Form Guide: Retirement Plan Application
ICON Trust Certification
Transfer Request Form
Profit Sharing Plan or Money Pension Plan
Retirement Plan Application
Form Guide: Retirement Plan Application
ICON Trust Certification
Retirement Plan Adoption Questionnaire
Transfer Request Form

Contribution & Distribution/Withdrawal Forms Order
 403(b) and 457 Custodial Account Distribution Request
Contribution Instructions
Custody Only Qualified Plan Distribution Request
Distribution Instructions
EZ-IRA Distribution Request Form
IRA Beneficiary Distribution Request
IRA Distribution Request
IRA State Withholding Information
IRA Systematic Contribution Request
Non-Retirement Account Distribution Request
Non-Retirement Account Systematic Contribution/Distribution Request
Qualified Retirement Plan Application for Distribution
Required Minimum Distribution (RMD) Request
Wire Instructions for Trust Company

Maintenance Forms Order
Additional Information Account Application Addendum
Change of Address Form
Corporate, Company or Association Change Form
Export Request Form
Interested Party Request Form
Investment Change Request Form
IRA Beneficiary Designation or Change Request
Management Fee Debit Authorization
Partnership, LLC or Investment Club Change Resolution, Indemnity and Agreement Form
Trust Change Certification, Indemnity and Agreement Form
Trust Company Fee Schedule
Trust Company Important Information Document

Investing in securities involves inherent risks, including the risk that you can lose the value of your investment. There is no assurance that the investment process will consistently lead to successful results.

Please click here for the most recent copy of ICON's Form ADV, Part II.

Consider the investment objectives, risks, charges, expenses, and share classes of each ICON Fund carefully before investing. The prospectus, summary prospectus and the statement of additional information contain this and other information about the Funds; please read the prospectus, summary prospectus and the statement of additional information carefully before investing. ICON DistributorsSM, Distributor


ICON Funds are offered only to U.S. citizens or residents of the U.S., and the information on this Website is intended only for such persons. Nothing on this Website should be considered a solicitation to buy or an offer to sell shares of any ICON Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction.